Category: Regulations

Analyst Find Red Flags In Hedge Funds’ Compliance

Hedge Fund Compliance

Operational due diligence analysts find more red flags in hedge funds’ compliance and regulatory functions than any other area Compliance and regulatory failures are the most common problems identified by operational due diligence (ODD) analysts when they conduct reviews of…

SEC Green-Light’s Hedge Fund Advertising

For you my friend, 80% off - Turn key business ;)

SEC proposes new rules to implement JOBS Act provision about hedge fund solicitation and advertising in securities offerings. The Securities and Exchange Commission took a nice stride today in proposing the long awaited “new rules” for General Solicitation of a…