Regulations

Analyst Find Red Flags In Hedge Funds’ Compliance

2013-03-12T21:37:04+00:00

Operational due diligence analysts find more red flags in hedge funds’ compliance and regulatory functions than any other area Compliance and regulatory failures are the most common problems identified by operational due diligence (ODD) analysts when [...]

Analyst Find Red Flags In Hedge Funds’ Compliance 2013-03-12T21:37:04+00:00

SEC Green-Light’s Hedge Fund Advertising

2012-08-30T12:15:05+00:00

SEC proposes new rules to implement JOBS Act provision about hedge fund solicitation and advertising in securities offerings. The Securities and Exchange Commission took a nice stride today in proposing the long awaited "new rules" for [...]

SEC Green-Light’s Hedge Fund Advertising 2012-08-30T12:15:05+00:00